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Page also exchanged e-mails with a number of likely traders exactly where he verified the precision on the general performance quantities during the marketing and advertising resources.
From Oct 2017 right until Oct 2018, the AWC Letter proceeds, Mr. Page dispersed advertising and marketing supplies that contained materially inaccurate details “to greater than two dozen potential traders.” Moreover, he allegedly “exchanged emails with multiple possible buyers during which he affirmed the precision from the Master Fund’s efficiency success as established forth during the Feeder Fund’s advertising materials.” FINRA states that traders inside the Feeder Fund built “7 diverse investments… totaling approximately $1.
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Page expressed enthusiasm about his new role, stating, "I am thrilled to be the founder Spouting Rock Monetary Companions and lead to its distinguished legacy. Alongside one another, We'll continue on to innovate and provide our shoppers with exceptional financial providers."
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Particularly, Page dispersed promoting materials for the hedge fund he shaped to over 24 likely buyers. The marketing content bundled efficiency figures that substantially overstated the historical rate of return.
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Page confirmed the amount’s accuracy Even with obtaining data that known as the accuracy of your click here numbers into problem. Due to this fact, Page violated FINRA Rule 2010.
"His appointment is not only a testomony to his outstanding profession achievements but additionally to our commitment to bringing top-tier expertise to our crew."